SEC Form 4 · accession 0001209191-17-053378
UNIVERSAL TECHNICAL INSTITUTE INC · UTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sherrell Smith
Officer — EVP, Admissions and Operations
Period of report
Sep 18, 2017
Accepted (ET)
Sep 19, 2017 · 7:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001261654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 par valueF1 | Sep 18, 2017 | F | 6,267 | $3.32 | D | 154,735 | D | |
| Common Stock, $0.0001 par valueF2 | Sep 19, 2017 | F | 6,512 | $3.31 | D | 148,223 | D | |
| Common Stock, $0.0001 par value | holding | — | — | — | 19,954 | I | spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Vesting of Restricted Stock granted on 09/14/2016. Shares withheld to satisfy tax liability.
- F2Vesting of Restricted Stock Units granted on 09/16/2015. Shares withheld to satisfy tax liability.