SEC Form 4 · accession 0001209191-17-051973
UNIVERSAL TECHNICAL INSTITUTE INC · UTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kimberly J McWaters
Officer — Chairman and CEO · Director
Period of report
Sep 6, 2017
Accepted (ET)
Sep 7, 2017 · 7:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001261654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 par valueF1 | Sep 6, 2017 | F | 8,742 | $3.50 | D | 617,670 | D | |
| Common Stock, $0.0001 par valueF2 | Sep 7, 2017 | F | 9,406 | $3.57 | D | 608,264 | D | |
| Common Stock, $0.0001 par value | holding | — | — | — | 707 | I | Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Vesting of Restricted Stock Units granted on 09/04/2014. Shares withheld to satisfy tax liability.
- F2Vesting of Restricted Stock Units granted on 09/05/2013. Shares withheld to satisfy tax liability.