SEC Form 4 · accession 0001209191-17-049296
UNIVERSAL TECHNICAL INSTITUTE INC · UTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kimberly J McWaters
Officer — Chairman and CEO · Director
Period of report
Aug 15, 2017
Accepted (ET)
Aug 16, 2017 · 7:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001261654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 par valueF1 | Aug 15, 2017 | P | 5,000 | $3.42 | A | 626,412 | D | |
| Common Stock, $0.0001 par value | holding | — | — | — | 707 | I | Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2017.