SEC Form 4 · accession 0001209191-16-154512
UNIVERSAL TECHNICAL INSTITUTE INC · UTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rhonda R Turner
Officer — SVP People Services
Period of report
Dec 7, 2016
Accepted (ET)
Dec 9, 2016 · 6:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001261654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 par valueF1 | Dec 7, 2016 | S | 5,653 | $3.302 | D | 87,969 | D | |
| Common Stock, $0.0001 par valueF2 | Dec 8, 2016 | S | 11,347 | $3.153 | D | 76,622 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction was executed in multiple trades at prices ranging from $3.30 to $3.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2The transaction was executed in multiple trades at prices ranging from $3.10 to $3.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.