SEC Form 4 · accession 0001209191-16-141861
UNIVERSAL TECHNICAL INSTITUTE INC · UTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eugene S Putnam Jr.
Officer — President and CFO
Period of report
Sep 14, 2016
Accepted (ET)
Sep 16, 2016 · 5:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001261654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 par valueF1 | Sep 14, 2016 | A | 104,348 | $0.00 | A | 349,049 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Board of Directors approved the grant on September 14, 2016. The restricted stock units vest in four equal annual installments.