SEC Form 4 · accession 0001209191-16-109723
UNIVERSAL TECHNICAL INSTITUTE INC · UTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bryce H Peterson
Officer — SVP Information Technology
Period of report
Mar 17, 2016
Accepted (ET)
Mar 21, 2016 · 3:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001261654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 par valueF1,F2 | Mar 17, 2016 | S | 5,149 | $4.791 | D | 67,714 | D | |
| Common Stock, $0.0001 par valueF1 | Mar 18, 2016 | S | 3,775 | $4.79 | D | 63,939 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2015.
- F2The transaction was executed in multiple trades at prices ranging from $4.79 to $4.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected