SEC Form 4 · accession 0001209191-15-071466
UNIVERSAL TECHNICAL INSTITUTE INC · UTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sherrell Smith
Officer — EVP, Admissions and Operations
Period of report
Sep 16, 2015
Accepted (ET)
Sep 18, 2015 · 6:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001261654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 par valueF1 | Sep 16, 2015 | A | 56,434 | $0.00 | A | 123,532 | D | |
| Common Stock, $0.0001 par value | holding | — | — | — | 22,542 | I | spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Board of Directors approved the grant on September 16, 2015. The restricted stock units vest in four equal annual installments.