SEC Form 4 · accession 0001209191-15-070261
UNIVERSAL TECHNICAL INSTITUTE INC · UTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eugene S Putnam Jr.
Officer — President and CFO
Period of report
Sep 9, 2015
Accepted (ET)
Sep 10, 2015 · 8:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001261654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 par valueF1 | Sep 9, 2015 | F | 5,669 | $4.07 | D | 161,470 | D | |
| Common Stock, $0.0001 par valueF2 | Sep 9, 2015 | F | 5,882 | $4.07 | D | 155,588 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Vesting of Restricted Stock Units granted on 09/04/2014. Shares withheld to satisfy tax liability.
- F2Vesting of Restricted Stock Units granted on 09/05/2013. Shares withheld to satisfy tax liability.