SEC Form 4/A · accession 0000899243-15-010552
UNIVERSAL TECHNICAL INSTITUTE INC · UTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owners
COLISEUM CAPITAL PARTNERS, L.P.
10% Owner
Coliseum Capital, LLC
10% Owner
Coliseum Capital Management, LLC
10% Owner
Christopher S Shackelton
10% Owner
Adam Gray
10% Owner
Coliseum Capital Partners II, L.P.
10% Owner
Period of report
Dec 9, 2015
Accepted (ET)
Dec 31, 2015 · 6:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001261654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3,F4,F5 | Dec 11, 2015 | P | 185,957 | $3.97 | A | 2,701,729 | I | See Footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.61 to $4.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2These securities are held directly by (a) Coliseum Capital Partners, L.P. ("CCP"), an investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser, (b) Coliseum Capital Partners II, L.P. ("CCP2" and, together with CCP, the "Funds"), an investment limited partnership of which CC is general partner and for which CCM serves as investment adviser, and (c) a separate account investment advisory client of CCM (the "Separate Account").
- F3Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC. Each of Shackelton, Gray, CCP, CCP2, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein.
- F4Following the transactions reported herein, CCP, CCP2 and the Separate Account directly owned 1,634,733, 418,727 and 648,269 shares of common stock, respectively.
- F5This amendment to Form 4 is being filed solely to reflect the correct number of shares of common stock directly owned by CCP2 and the Separate Account following the transactions reported in the original Form 4.