SEC Form 4 · accession 0001209191-19-014087
DOCUSIGN, INC. · DOCU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Loren Alhadeff
Officer — Chief Revenue Officer
Period of report
Feb 25, 2019
Accepted (ET)
Feb 27, 2019 · 4:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001261333
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 25, 2019 | M | 12,000 | $4.75 | A | 169,875 | D | |
| Common StockF2 | Feb 25, 2019 | S | 12,000 | $54.35 | D | 157,875 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $4.75 | Feb 25, 2019 | M | 12,000 | D | — | Jan 31, 2024 | Common Stock | 12,000 | 177,626 | D |
Explanation of responses
- F1The transaction was effected pursuant to a Rule 10b5-1 plan.
- F2The shares were sold at prices ranging from $54.12 to $54.56. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Fully vested.