SEC Form 4 · accession 0001209191-19-007773
DOCUSIGN, INC. · DOCU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Reginald D. Davis
Officer — General Counsel and Secretary
Period of report
Feb 4, 2019
Accepted (ET)
Feb 6, 2019 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001261333
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 4, 2019 | M | 51,501 | $17.97 | A | 230,030 | D | |
| Common Stock | Feb 4, 2019 | M | 100,000 | $18.87 | A | 330,030 | D | |
| Common StockF2 | Feb 4, 2019 | S | 235,655 | $50.13 | D | 94,375 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $17.97 | Feb 4, 2019 | M | 51,501 | D | — | Dec 13, 2025 | Common Stock | 51,501 | 25,000 | D |
| Stock Option (Right to Buy)F4 | $18.87 | Feb 4, 2019 | M | 100,000 | D | — | Sep 19, 2026 | Common Stock | 100,000 | 0 | D |
Explanation of responses
- F1The transaction was effected pursuant to a Rule 10b5-1 plan.
- F2The shares were sold at prices ranging from $50.00 to $50.29. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F31/48th of the shares subject to the option shall vest monthly from 11/2/15.
- F4Fully vested.