SEC Form 4 · accession 0001209191-19-007097
DOCUSIGN, INC. · DOCU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Reginald D. Davis
Officer — General Counsel and Secretary
Period of report
Jan 31, 2019
Accepted (ET)
Feb 4, 2019 · 7:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001261333
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 31, 2019 | M | 89,322 | $12.19 | A | 267,851 | D | |
| Common Stock | Jan 31, 2019 | M | 100 | $12.19 | A | 267,951 | D | |
| Common Stock | Jan 31, 2019 | M | 111 | $13.43 | A | 268,062 | D | |
| Common Stock | Jan 31, 2019 | M | 33,333 | $16.65 | A | 301,395 | D | |
| Common Stock | Jan 31, 2019 | M | 23,499 | $17.97 | A | 324,894 | D | |
| Common StockF2 | Jan 31, 2019 | S | 146,365 | $50.01 | D | 178,529 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $12.19 | Jan 31, 2019 | M | 89,322 | D | — | Sep 10, 2024 | Common Stock | 89,322 | 12,812 | D |
| Stock Option (Right to Buy)F3 | $12.19 | Jan 31, 2019 | M | 100 | D | — | Sep 10, 2024 | Common Stock | 100 | 0 | D |
| Stock Option (Right to Buy)F3 | $13.43 | Jan 31, 2019 | M | 111 | D | — | Mar 10, 2025 | Common Stock | 111 | 0 | D |
| Stock Option (Right to Buy)F4 | $16.65 | Jan 31, 2019 | M | 33,333 | D | — | Jun 10, 2025 | Common Stock | 33,333 | 6,667 | D |
| Stock Option (Right to Buy)F5 | $17.97 | Jan 31, 2019 | M | 23,499 | D | — | Dec 13, 2025 | Common Stock | 23,499 | 76,501 | D |
Explanation of responses
- F1The transaction was effected pursuant to a Rule 10b5-1 plan.
- F2The shares were sold at prices ranging from $50.00 to $50.03. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Fully vested.
- F41/12th of the shares subject to the option shall vest monthly from 2/1/18.
- F51/48th of the shares subject to the option shall vest monthly from 11/2/15.