SEC Form 4 · accession 0001209191-18-027187
DOCUSIGN, INC. · DOCU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary G Meeker
Director
Period of report
May 1, 2018
Accepted (ET)
May 1, 2018 · 6:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001261333
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 1, 2018 | C | 1,166,533 | — | A | 1,903,785 | I | See footnote |
| Common StockF1,F2 | May 1, 2018 | C | 351,524 | — | A | 2,255,309 | I | See footnote |
| Common StockF1,F2 | May 1, 2018 | C | 55,126 | — | A | 2,310,435 | I | See footnote |
| Common StockF1,F2 | May 1, 2018 | C | 1,122,390 | — | A | 3,432,825 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Preferred StockF3,F1 | — | May 1, 2018 | C | 1,166,533 | D | — | — | Common Stock | 1,166,533 | 0 | I |
| Series B-1 Preferred StockF3,F1 | — | May 1, 2018 | C | 351,524 | D | — | — | Common Stock | 351,524 | 0 | I |
| Series C Preferred StockF3,F1 | — | May 1, 2018 | C | 55,126 | D | — | — | Common Stock | 55,126 | 0 | I |
| Series D Preferred StockF3,F1 | — | May 1, 2018 | C | 1,122,390 | D | — | — | Common Stock | 1,122,390 | 0 | I |
Explanation of responses
- F1Each share of Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock and Series D Preferred Stock converted into one share of common stock upon the closing of the Issuer's initial public offering. The shares had no expiration date.
- F2The reporting person is a managing member of KPCB DGF Associates, LLC, which is the managing member of KPCB Digital Growth Fund, LLC ("KPCB Growth") and KPCB DGF Founders Fund, LLC ("KPCB FF"). KPCB Holdings, Inc., as nominee, holds the stock for the account of KPCB Growth and KPCB FF. The reporting person may be deemed to share voting and investment power over the securities held by KPCB Growth and KPCB FF. The reporting person disclaims beneficial ownership over such securities except to the extent of her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- F3The reporting person is a managing member of KPCB DGF Associates, LLC, which is the managing member of KPCB Growth and KPCB FF. KPCB Holdings, Inc., as nominee, held the stock for the account of KPCB Growth and KPCB FF. The reporting person may be deemed to share voting and investment power over the securities held by KPCB Growth and KPCB FF. The reporting person disclaims beneficial ownership over such securities except to the extent of her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.