SEC Form 4 · accession 0000932440-16-000309
AGILE THERAPEUTICS INC · AGRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Jay Moorin
10% Owner
Alain Schreiber
10% Owner
ProQuest Investments III, L.P.
10% Owner
ProQuest Associates III LLC
10% Owner
ProQuest Investments IV, L.P.
10% Owner
ProQuest Associates IV LLC
10% Owner
Period of report
Jan 27, 2016
Accepted (ET)
Jan 29, 2016 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001261249
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 27, 2016 | P | 393,700 | $6.35 | A | 5,062,363 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Of such shares, 3,103,488 are owned by ProQuest Investments III, L.P. ("Investments III"), of which ProQuest Associates III LLC ("Associates III") is the general partner, and 1,958,875 are owned by ProQuest Investments IV, L.P., ("Investments IV"), of which ProQuest Associates IV LLC ("Associates IV") is the general partner.. Jay Moorin and Alain Schreiber are managing members of Associates III and Associates IV. Each individual managing member disclaims beneficial ownership of these shares, except to the extent of their pecuniary interest in such shares.