SEC Form 4 · accession 0001179110-19-000216
GTX INC /DE/ · GTXI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph R Hyde III
Director · 10% Owner
Period of report
Jan 2, 2019
Accepted (ET)
Jan 3, 2019 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001260990
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 2, 2019 | A | 18,169 | $0.86 | A | 4,207,368 | D | |
| Common Stock | holding | — | — | — | 21,646 | I | By Spouse | |
| Common Stock | holding | — | — | — | 457,337 | I | By 2017-1 GRAT | |
| Common Stock | holding | — | — | — | 457,337 | I | By 2017-2 GRAT | |
| Common Stock | holding | — | — | — | 457,337 | I | By 2017-3 GRAT | |
| Common Stock | holding | — | — | — | 228,668 | I | By 2017-4 GRAT | |
| Common Stock | holding | — | — | — | 228,668 | I | By 2017-5 GRAT | |
| Common Stock | holding | — | — | — | 228,668 | I | By 2017-6 GRAT | |
| Common Stock | holding | — | — | — | 50,889 | I | By Trust | |
| Common Stock | holding | — | — | — | 50,889 | I | By Trust | |
| Common Stock | holding | — | — | — | 50,889 | I | By Trust | |
| Common Stock | holding | — | — | — | 20,378 | I | By Trust | |
| Common Stock | holding | — | — | — | 11,435 | I | By Trust | |
| Common StockF2 | holding | — | — | — | 14,535 | I | By Pittco Associates III, L.P. | |
| Common StockF2 | holding | — | — | — | 391,571 | I | By Pittco Investments, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes annuity distributions of 500,000 shares from the 2017-7 Grantor Retained Annuity Trust, 500,000 shares from the 2017-8 Grantor Retained Annuity Trust, 500,000 shares from the 2017-9 Grantor Retained Annuity Trust, 250,000 shares from the 2017-10 Grantor Retained Annuity Trust, 250,000 from the 2017-11 Grantor Retained Annuity Trust and 250,000 shares from the 2017-12 Grantor Retained Annuity Trust to the reporting person on November 9, 2018 and represents a change in form of beneficial ownership.
- F2The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in his report shall not be deemed an admission of beneficial ownership of the reported shares for the purpose of Section 16 or any other purpose.