SEC Form 4 · accession 0001179110-18-011926
GTX INC /DE/ · GTXI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph R Hyde III
Director · 10% Owner
Period of report
Oct 1, 2018
Accepted (ET)
Oct 2, 2018 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001260990
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 1, 2018 | A | 10,417 | $1.50 | A | 1,939,199 | D | |
| Common Stock | holding | — | — | — | 21,646 | I | By Spouse | |
| Common Stock | holding | — | — | — | 457,337 | I | By 2017-1 GRAT | |
| Common Stock | holding | — | — | — | 457,337 | I | By 2017-2 GRAT | |
| Common Stock | holding | — | — | — | 457,337 | I | By 2017-3 GRAT | |
| Common Stock | holding | — | — | — | 228,668 | I | By 2017-4 GRAT | |
| Common Stock | holding | — | — | — | 228,668 | I | By 2017-5 GRAT | |
| Common Stock | holding | — | — | — | 228,668 | I | By 2017-6 GRAT | |
| Common Stock | holding | — | — | — | 500,000 | I | By 2017-7 GRAT | |
| Common Stock | holding | — | — | — | 500,000 | I | By 2017-8 GRAT | |
| Common Stock | holding | — | — | — | 500,000 | I | By 2017-9 GRAT | |
| Common Stock | holding | — | — | — | 250,000 | I | By 2017-10 GRAT | |
| Common Stock | holding | — | — | — | 250,000 | I | By 2017-11 GRAT | |
| Common Stock | holding | — | — | — | 250,000 | I | By 2017-12 GRAT | |
| Common Stock | holding | — | — | — | 50,889 | I | By Trust | |
| Common Stock | holding | — | — | — | 50,889 | I | By Trust | |
| Common Stock | holding | — | — | — | 50,889 | I | By Trust | |
| Common Stock | holding | — | — | — | 20,378 | I | By Trust | |
| Common Stock | holding | — | — | — | 11,435 | I | By Trust | |
| Common StockF1 | holding | — | — | — | 14,535 | I | By Pittco Associates III, L.P. | |
| Common StockF1 | holding | — | — | — | 391,571 | I | By Pittco Investments, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in his report shall not be deemed an admission of beneficial ownership of the reported shares for the purpose of Section 16 or any other purpose.