SEC Form 4 · accession 0001179110-18-009758
GTX INC /DE/ · GTXI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diane C. Young
Officer — VP, Chief Medical Officer
Period of report
Jul 13, 2018
Accepted (ET)
Jul 17, 2018 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001260990
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 13, 2018 | F | 2,014 | $14.92 | D | 47,985 | D | |
| Common StockF3 | Jul 16, 2018 | S | 2,049 | $14.70 | A | 45,936 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by the issuer pursuant to the Rule 16b-3(c) exemption to satisfy tax withholding obligations arising out of the vesting of a portion of previously granted restricted stock units.
- F2Shares sold to satisfy tax withholding obligations arising out of the vesting of a portion of previously granted restricted stock units.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.43 to $14.97, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.