SEC Form 4 · accession 0001179110-18-008953
GTX INC /DE/ · GTXI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry Patton Doggrell
Officer — VP, Chief Legal Officer
Period of report
Jun 20, 2018
Accepted (ET)
Jun 22, 2018 · 5:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001260990
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 20, 2018 | S | 7,351 | $19.0053 | D | 43,630 | D | |
| Common Stock | holding | — | — | — | 400 | I | By IRA | |
| Common Stock | holding | — | — | — | 664 | I | By Spouse | |
| Common Stock | holding | — | — | — | 2,547 | I | By Spouse IRA | |
| Common Stock | holding | — | — | — | 217 | I | By Trust | |
| Common Stock | holding | — | — | — | 217 | I | By Trust | |
| Common StockF2 | holding | — | — | — | 500 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1An aggregate of 7,351 shares of common stock were sold in multiple trades on June 20, 2018 at prices ranging from $19.00 to $19.075. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, GTx, Inc. or a shareholder of GTx, Inc. full information regarding the number of shares and prices at which the transaction was effected.
- F2The reporting person disclaims beneficial ownership of these securities except to the extend of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for the purposes of Section 16 or any other purpose.