SEC Form 4 · accession 0001179110-18-000781
GTX INC /DE/ · GTXI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc Steven Hanover
Officer — Chief Executive Officer · Director
Period of report
Jan 5, 2018
Accepted (ET)
Jan 9, 2018 · 6:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001260990
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 5, 2018 | S | 1,681 | $12.02 | D | 129,990 | D | |
| Common StockF3 | Jan 5, 2018 | S | 5,628 | $11.13 | D | 124,362 | D | |
| Common Stock | holding | — | — | — | 35,287 | I | By Limited Liability Company | |
| Common Stock | holding | — | — | — | 6,200 | I | By Trust | |
| Common Stock | holding | — | — | — | 6,200 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold to satisfy tax withholding obligations arising out of the vesting of a portion of previously granted restricted stock units.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $11.61 to $12.61, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.81 to $11.60, inclusive.