SEC Form 4 · accession 0001179110-17-005782
GTX INC /DE/ · GTXI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph R Hyde III
Director · 10% Owner
Period of report
Apr 3, 2017
Accepted (ET)
Apr 5, 2017 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001260990
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 3, 2017 | A | 3,189 | $4.90 | A | 2,075,287 | D | |
| Common Stock | holding | — | — | — | 21,646 | I | By Spouse | |
| Common Stock | holding | — | — | — | 500,000 | I | By 2017-1 GRAT | |
| Common Stock | holding | — | — | — | 500,000 | I | By 2017-2 GRAT | |
| Common Stock | holding | — | — | — | 500,000 | I | By 2017-3 GRAT | |
| Common Stock | holding | — | — | — | 250,000 | I | By 2017-4 GRAT | |
| Common Stock | holding | — | — | — | 250,000 | I | By 2017-5 GRAT | |
| Common Stock | holding | — | — | — | 250,000 | I | By 2017-6 GRAT | |
| Common Stock | holding | — | — | — | 195,654 | I | By 2015-1 GRAT | |
| Common Stock | holding | — | — | — | 97,827 | I | By 2015-2 GRAT | |
| Common Stock | holding | — | — | — | 65,218 | I | By 2015-3 GRAT | |
| Common Stock | holding | — | — | — | 195,654 | I | By 2015-4 GRAT | |
| Common Stock | holding | — | — | — | 195,654 | I | By 2015-5 GRAT | |
| Common Stock | holding | — | — | — | 20,043 | I | By 2014-4 GRAT | |
| Common Stock | holding | — | — | — | 1,336 | I | By 2014-5 GRAT | |
| Common Stock | holding | — | — | — | 1,336 | I | By 2014-6 GRAT | |
| Common Stock | holding | — | — | — | 50,889 | I | By Trust | |
| Common Stock | holding | — | — | — | 50,889 | I | By Trust | |
| Common Stock | holding | — | — | — | 50,889 | I | By Trust | |
| Common Stock | holding | — | — | — | 20,378 | I | By Trust | |
| Common Stock | holding | — | — | — | 11,435 | I | By Trust | |
| Common StockF2 | holding | — | — | — | 14,535 | I | By Pittco Associates III, L.P. | |
| Common StockF2 | holding | — | — | — | 391,571 | I | By Pittco Investments, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Excludes 2,250,000 shares previously owned directly by the reporting person which were contributed to the 2017-1, 2017-2, 2017-3, 2017-4, 2017-5 and 2017-6 Grantor Retained Annuity Trusts on February 28, 2017 and represents a change in form of beneficial ownership.
- F2The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therin, and the inclusion of these shares in his report shall not be deemed an admission of beneficial ownership of the reported shares for the purpose of Section 16 or any other purpose.