SEC Form 4 · accession 0001179110-17-003656
GTX INC /DE/ · GTXI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc Steven Hanover
Officer — Chief Executive Officer · Director
Period of report
Feb 28, 2017
Accepted (ET)
Mar 2, 2017 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001260990
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $4.71 | Feb 28, 2017 | A | 95,000 | A | — | Feb 27, 2027 | Common Stock | 95,000 | 95,000 | D |
Explanation of responses
- F1The option vests and is exercisable in 3 equal annual installments beginning February 28, 2020.