SEC Form 4 · accession 0001179110-17-000264

· GTXI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director · 10% Owner

Period of report

Jan 3, 2017

Accepted (ET)

Jan 4, 2017 · 5:03 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001260990

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jan 3, 2017	A	2,999	$5.21	A	4,322,099	D
Common Stock^F1	holding	—	—		—	21,646	I	By Spouse
Common Stock^F1	holding	—	—		—	195,654	I	By 2015-1 GRAT
Common Stock^F1	holding	—	—		—	97,827	I	By 2015-2 GRAT
Common Stock^F1	holding	—	—		—	65,218	I	By 2015-3 GRAT
Common Stock^F1	holding	—	—		—	195,654	I	By 2015-4 GRAT
Common Stock^F1	holding	—	—		—	195,654	I	By 2015-5 GRAT
Common Stock^F1	holding	—	—		—	20,043	I	By 2014-4 GRAT
Common Stock^F1	holding	—	—		—	1,336	I	By 2014-5 GRAT
Common Stock^F1	holding	—	—		—	1,336	I	By 2014-6 GRAT
Common Stock^F1	holding	—	—		—	50,890	I	By Trust
Common Stock^F1	holding	—	—		—	50,890	I	By Trust
Common Stock^F1	holding	—	—		—	50,890	I	By Trust
Common Stock^F1	holding	—	—		—	20,379	I	By Trust
Common Stock^F1	holding	—	—		—	11,435	I	By Trust
Common Stock^F1,F2	holding	—	—		—	14,535	I	By Pittco Associates III, L.P.
Common Stock^F1,F2	holding	—	—		—	391,571	I	By Pittco Investments, L.P.

No Table II lines on this filing.

F1On December 5, 2016, the Issuer effected a one-for-ten reverse stock split of its Common Stock (the "Reverse Split"). The number of securities beneficially owned by the Reporting Person has been adjusted to reflect the Reverse Split.
F2The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therin, and the inclusion of these shares in his report shall not be deemed an admission of beneficial ownership of the reported shares for the purpose of Section 16 or any other purpose.