SEC Form 4 · accession 0001179110-16-027354
GTX INC /DE/ · GTXI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph R Hyde III
Director · 10% Owner
Period of report
Jul 1, 2016
Accepted (ET)
Jul 5, 2016 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001260990
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2016 | A | 28,409 | $0.00 | A | 33,354,225 | D | |
| Common Stock | holding | — | — | — | 216,462 | I | By Spouse | |
| Common StockF2 | holding | — | — | — | 1,956,540 | I | By 2015-1 GRAT | |
| Common StockF3 | holding | — | — | — | 978,270 | I | By 2015-2 GRAT | |
| Common StockF4 | holding | — | — | — | 652,180 | I | By 2015-3 GRAT | |
| Common StockF5 | holding | — | — | — | 1,956,540 | I | By 2015-4 GRAT | |
| Common StockF6 | holding | — | — | — | 1,956,540 | I | By 2015-5 GRAT | |
| Common Stock | holding | — | — | — | 2,053,526 | I | By 2014-4 GRAT | |
| Common Stock | holding | — | — | — | 136,901 | I | By 2014-5 GRAT | |
| Common Stock | holding | — | — | — | 136,901 | I | By 2014-6 GRAT | |
| Common Stock | holding | — | — | — | 508,904 | I | By Trust | |
| Common Stock | holding | — | — | — | 508,903 | I | By Trust | |
| Common Stock | holding | — | — | — | 508,903 | I | By Trust | |
| Common Stock | holding | — | — | — | 203,791 | I | By Trust | |
| Common Stock | holding | — | — | — | 114,350 | I | By Trust | |
| Common StockF7 | holding | — | — | — | 145,352 | I | By Pittco Associates II, L.P. | |
| Common StockF7 | holding | — | — | — | 3,915,716 | I | By Pittco Investments, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes annuity distributions of 1,043,460 shares from the 2015-1 Grantor Retained Annuity Trust, 521,730 shares from the 2015-2 Grantor Retained Annuity Trust, 347,820 shares from the 2015-3 Grantor Retained Annuity Trust, 1,043,460 shares from the 2015-4 Grantor Retained Annuity Trust and 1,043,460 shares from the 2015-5 Grantor Retained Annuity Trust to the reporting person on May 13, 2016 and represents a change in form of beneficial ownership.
- F2Excludes annuity distribution of 1,043,460 shares from the 2015-1 Grantor Retained Annuity Trust to the reporting person on May 13, 2016 and represents a change in form of beneficial ownership.
- F3Excludes annuity distribution of 521,730 shares from the 2015-2 Grantor Retained Annuity Trust to the reporting person on May 13, 2016 and represents a change in form of beneficial ownership..
- F4Excludes annuity distribution of 347,820 shares from the 2015-3 Grantor Retained Annuity Trust to the reporting person on May 13, 2016 and represents a change in form of beneficial ownership.
- F5Excludes annuity distribution of 1,043,460 shares from the 2015-4 Grantor Retained Annuity Trust to the reporting person on May 13, 2016 and represents a change in form of beneficial ownership.
- F6Excludes annuity distribution of 1,043,460 shares from the 2015-5 Grantor Retained Annuity Trust to the reporting person on May 13, 2016 and represents a change in form of beneficial ownership.
- F7The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therin, and the inclusion of these shares in his report shall not be deemed an admission of beneficial ownership of the reported shares for the purpose of Section 16 or any other purpose.