SEC Form 4 · accession 0001179110-16-017754
GTX INC /DE/ · GTXI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc Steven Hanover
Officer — Chief Executive Officer · Director
Period of report
Jan 14, 2016
Accepted (ET)
Jan 15, 2016 · 1:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001260990
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 15, 2016 | P | 22,100 | $0.4927 | A | 1,215,411 | D | |
| Common StockF2 | Jan 14, 2016 | P | 2,900 | $0.4748 | A | 1,193,311 | D | |
| Common Stock | holding | — | — | — | 352,875 | I | By Limited Liability Company | |
| Common Stock | holding | — | — | — | 62,007 | I | By Trust | |
| Common Stock | holding | — | — | — | 62,007 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1An Aggregate of 22,100 shares of common stock were purchased in multiple trades on January 15, 2016 at prices ranging from $0.49 to $0.496. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, GTx, Inc. or a shareholder of GTx, Inc. full information regarding the number of shares and prices at which the transaction was effected.
- F2An Aggregate of 2,900 shares of common stock were purchased in multiple trades on January 14, 2016 at prices ranging from $0.47 to $0.48. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, GTx, Inc. or a shareholder of GTx, Inc. full information regarding the number of shares and prices at which the transaction was effected.