SEC Form 4 · accession 0001179110-15-011197
GTX INC /DE/ · GTXI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diane C. Young
Officer — VP, Chief Medical Officer
Period of report
Jul 13, 2015
Accepted (ET)
Jul 15, 2015 · 5:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001260990
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 13, 2015 | A | 500,000 | $0.00 | A | 500,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units granted pursuant to GTx's 2013 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of GTx common stock upon the vesting of the unit. These restricted stock units vest as to 1/3 of the shares subject to the restricted stock units on each of July 13, 2016, July 13, 2017 and July 13, 2018, subject to vesting acceleration under certain circumstances.