SEC Form 4 · accession 0001179110-15-007459
GTX INC /DE/ · GTXI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry Patton Doggrell
Officer — VP, Chief Legal Officer
Period of report
May 8, 2015
Accepted (ET)
May 11, 2015 · 11:22 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001260990
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 8, 2015 | P | 25,477 | $0.80 | A | 25,477 | I | By Spouse IRA |
| Common Stock | holding | — | — | — | 102,913 | D | ||
| Common Stock | holding | — | — | — | 4,000 | I | By IRA | |
| Common Stock | holding | — | — | — | 6,641 | I | By Spouse | |
| Common Stock | holding | — | — | — | 2,177 | I | By Trust | |
| Common StockF2 | holding | — | — | — | 5,000 | I | By Trust | |
| Common Stock | holding | — | — | — | 2,177 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1An aggregate of 25,477 shares of common stock were purchased in multiple trades on May 8, 2015 at prices ranging from $0.795 to $0.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, GTx, Inc. or a shareholder of GTx, Inc. full information regarding the number of shares and prices at which the transaction was effected.
- F2The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for the purposes of Section 16 or any other purpose.