SEC Form 4 · accession 0001209191-17-034406
MARLIN BUSINESS SERVICES CORP · MRLN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James W Wert
Director
Period of report
Dec 27, 2016
Accepted (ET)
May 22, 2017 · 5:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001260968
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 27, 2016 | G | 2,000 | — | D | 70,738 | D | |
| Common StockF3,F1,F4 | May 18, 2017 | A | 2,409 | — | A | 73,147 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1N/A
- F2Includes 18,480 restricted stock where, as of the date of this filing, the restrictions have not yet lapsed.
- F3Represents grant of restricted stock as part of the Company's Director compensation plan. The restrictions on these shares shall lapse upon the earlier of (i) seven years from the grant date and (ii) six months following the Director's termination of Board service.
- F4Includes 20,889 restricted stock where, as of the date of this filing, the restrictions have not yet lapsed.