SEC Form 4 · accession 0001209191-17-005419
MARLIN BUSINESS SERVICES CORP · MRLN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Sherlock
Officer — Senior Vice President
Period of report
Jan 22, 2017
Accepted (ET)
Jan 24, 2017 · 7:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001260968
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jan 22, 2017 | F | 169 | $20.70 | D | 9,999 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the delivery of shares to pay the tax liability associated with the vesting of certain shares of restricted stock.
- F2Includes 6,630 shares of restricted stock where, as of the date of this filing, the restrictions have not yet lapsed.
- F3Includes 170 shares acquired under the Marlin Business Services Corp 2012 Employee Stock Purchase Plan on December 30, 2016.