SEC Form 4 · accession 0001209191-17-002677
MARLIN BUSINESS SERVICES CORP · MRLN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward Ralph Dietz Jr.
Officer — General Counsel
Period of report
Jan 3, 2017
Accepted (ET)
Jan 6, 2017 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001260968
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jan 3, 2017 | F | 3,148 | $20.70 | D | 35,878 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the delivery of shares to pay the tax liability associated with the vesting of certain shares of restricted stock.
- F2Includes 17,365 shares of restricted stock where, as of the date of this filing, the restrictions have not yet lapsed.
- F3Includes 266 shares acquired under the Marlin Business Services Corp 2012 Employee Stock Purchase Plan on June 30, 2016 and 262 shares acquired under the Marlin Business Services Corp 2012 Employee Stock Purchase Plan on December 30, 2016.