SEC Form 4 · accession 0001209191-15-063734

MARLIN BUSINESS SERVICES CORP · MRLN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Apr 13, 2015

Accepted (ET)

Aug 4, 2015 · 5:30 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001260968

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common stock^F1	Apr 13, 2015	M	5,000	$7.61	A	31,166	D
Common stock^F1	Jul 31, 2015	M	2,041	$7.17	A	33,207	D
Common Stock^F2	holding	—	—		—	439,465	I	See footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option to Purchase Common Stock^F4,F3	$7.17	Jul 31, 2015	M	2,041	D	Oct 28, 2010	Oct 28, 2016	Common Stock	2,041	0	D
Option to Purchase Common Stock^F4,F3	$7.61	Apr 13, 2015	M	5,000	D	Apr 17, 2012	Apr 17, 2015	Common Stock	5,000	0	D

F1Includes 22,462 restricted stock where, as of the date of this filing, the restrictions have not yet lapsed.
F2The 439,465 reported shares are owned by Peachtree CIP, L.P., whose general partner is Peachtree Equity Management, LLC (the "General Partner"). The reporting person is the Managing Director of the General Partner and could be deemed to be an indirect holder of the reported shares. The reporting person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner or these shares for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.
F3Grant of options made pursuant to the Company's Director compensation plan. Date listed is the date of full vesting (which is one year from the date of grant). The options cliff vest on the first anniversary of the grant date.
F4N/A