SEC Form 4 · accession 0001209191-15-033754

MARLIN BUSINESS SERVICES CORP · MRLN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Nov 28, 2011

Accepted (ET)

Apr 13, 2015 · 4:40 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001260968

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1,F2	Nov 28, 2011	L	47	$12.71	A	36,610	D
Common Stock^F1,F2	Mar 15, 2012	L	41	$14.72	A	36,651	D
Common Stock^F1,F2	May 21, 2012	L	42	$14.49	A	36,693	D
Common Stock^F1,F2	Aug 23, 2012	L	56	$16.54	A	36,748	D
Common Stock^F1,F2	Nov 26, 2012	L	53	$17.31	A	36,802	D
Common Stock^F1,F2	Feb 22, 2013	L	59	$19.49	A	36,861	D
Common Stock^F2	May 15, 2013	M	1,208	$21.50	A	38,069	D
Common Stock^F2	May 15, 2013	M	2,041	$7.17	A	40,110	D
Common Stock^F2	May 15, 2013	M	3,704	$7.66	A	43,814	D
Common Stock^F2	May 15, 2013	M	5,000	$14.00	A	48,814	D
Common Stock^F1,F2	May 22, 2013	L	50	$23.52	A	48,864	D
Common Stock^F1,F2	Aug 21, 2013	L	121	$24.10	A	48,984	D
Common Stock^F1,F2	Sep 26, 2013	P	2,059	$25.77	A	51,043	D
Common Stock^F1,F2	Dec 2, 2013	P	29	$19.89	A	51,071	D
Common Stock^F1,F2	Feb 27, 2014	P	134	$23.44	A	51,207	D
Common Stock^F1,F2	May 22, 2014	L	160	$19.79	A	51,366	D
Common Stock^F1,F2	Aug 21, 2014	P	198	$19.94	A	51,564	D
Common Stock^F1,F2	Nov 20, 2014	P	204	$19.46	A	51,768	D
Common Stock^F1,F2	Feb 26, 2015	L	213	$18.71	A	51,981	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Option to Purchase Common Stock^F4,F3	$7.17	May 15, 2013	M	2,041	D	Oct 28, 2010	Oct 28, 2016	Common Stock	2,041	D
Option to Purchase Common Stock^F4,F3	$7.66	May 15, 2013	M	3,704	D	Jun 2, 2009	Jun 2, 2015	Common Stock	3,704	D
Option to Purchase Common Stock^F4,F3	$21.50	May 15, 2013	M	1,208	D	May 25, 2007	May 25, 2013	Common Stock	1,208	D
Option to Purchase Common Stock^F4,F5	$14.00	May 15, 2013	M	5,000	D	Nov 11, 2007	Nov 10, 2013	Common Stock	5,000	D

F1Represents reinvestment of cash dividends under a broker-administered dividend reinvestment plan.
F2Includes a total of 19,844 shares of restricted stock where, as of the date of this filing, the restrictions have not yet lapsed.
F3Grant of options made pursuant to the Company's Director compensation plan. Date listed is the date of full vesting (which is one year from the date of grant). The options cliff vest on the first anniversary of the grant date.
F4N/A
F5Date listed is the date of full vesting. Vests 25% per year beginning on the first anniversary of the date of grant.