SEC Form 4/A · accession 0001209191-15-021455

MARLIN BUSINESS SERVICES CORP · MRLN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Officer — Chief Sales Officer

Period of report

Feb 11, 2014

Accepted (ET)

Mar 3, 2015 · 5:16 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001260968

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2,F3,F4	Feb 11, 2014	F	2,850	$23.97	D	73,836	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option to Purchase Common Stock^F5,F6	$9.52	holding	—	—	—	Mar 1, 2012	Mar 1, 2015	Option to Purchase Common Stock	10,776	10,776	D

F1Represents the delivery of shares to pay the tax liability associated with the vesting of certain shares of restricted stock.
F2This amount was erroneously reported as 1,938 in the original filing. Consequently, 912 shares too many were included in the Forms 4 filed by the reporting person until March 3, 2015.
F3Includes a total of 25,553 shares of restricted stock where, as of the date of this filing, the restrictions have not yet lapsed.
F4This amount was erroneously reported as 75,903 in the original filing.
F5Represents the date the options will cliff vest if certain four year average EPS growth targets are achieved.
F6Represents the maximum number of options that may vest under this performance option grant. Vesting will be determined by EPS growth rates averaged over a four year performance period. Depending on the average EPS growth rate achieved for the four year period, the number of shares that vest at the end of the four year period could be 0; 3,592; 7,184; or 10,776.