SEC Form 4 · accession 0001209191-19-019052
TransDigm Group INC · TDG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Nicholas Howley
Officer — Exec. Chairman of the Board · Director
Period of report
Mar 11, 2019
Accepted (ET)
Mar 13, 2019 · 9:25 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001260221
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 11, 2019 | M | 17,083 | $82.67 | A | 17,083 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
| Common StockF1 | Mar 11, 2019 | S | 200 | $423.625 | D | 16,883 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
| Common StockF2 | Mar 11, 2019 | S | 300 | $424.74 | D | 16,583 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
| Common StockF3 | Mar 11, 2019 | S | 298 | $426.5381 | D | 16,285 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
| Common StockF4 | Mar 11, 2019 | S | 396 | $428.1115 | D | 15,889 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
| Common StockF5 | Mar 11, 2019 | S | 1,414 | $429.2269 | D | 14,475 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
| Common StockF6 | Mar 11, 2019 | S | 4,879 | $430.3215 | D | 9,596 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
| Common StockF7 | Mar 11, 2019 | S | 8,896 | $431.1692 | D | 700 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
| Common StockF8 | Mar 11, 2019 | S | 700 | $432.0802 | D | 0 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $82.67 | Mar 11, 2019 | M | 17,083 | D | Sep 30, 2014 | Mar 4, 2021 | Common Stock | 17,083 | 375,834 | I |
Explanation of responses
- F1Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $412.23 - $424.02. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F2Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $424.42 - $424.94. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F3Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $426.21 - $427.05. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F4Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $427.71 - $428.57. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F5Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $428.75 - $429.72. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F6Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $429.75 - $430.74. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F7Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $430.78 - $431.72. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F8Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $431.80 - $432.26. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Remarks
All transactions reported herein were made pursuant to an established 10b5-1 plan.