SEC Form 4 · accession 0001209191-19-008440
TransDigm Group INC · TDG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Nicholas Howley
Officer — Chief Executive Officer · Director
Period of report
Feb 7, 2019
Accepted (ET)
Feb 8, 2019 · 2:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001260221
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 7, 2019 | M | 17,083 | $82.67 | A | 43,818 | D | |
| Common StockF1 | Feb 7, 2019 | S | 600 | $415.9758 | D | 43,218 | D | |
| Common StockF2 | Feb 7, 2019 | S | 1,975 | $417.1508 | D | 41,243 | D | |
| Common StockF3 | Feb 7, 2019 | S | 6,513 | $417.8467 | D | 34,730 | D | |
| Common StockF4 | Feb 7, 2019 | S | 1,875 | $418.923 | D | 32,855 | D | |
| Common StockF5 | Feb 7, 2019 | S | 4,718 | $419.6743 | D | 28,137 | D | |
| Common StockF6 | Feb 7, 2019 | S | 1,402 | $420.6192 | D | 26,735 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $82.67 | Feb 7, 2019 | M | 17,083 | D | Sep 30, 2014 | Mar 4, 2021 | Common Stock | 17,083 | 392,917 | I |
Explanation of responses
- F1Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $415.47 - $416.34. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F2Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $416.47 - $417.44. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F3Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $417.46 - $418.37. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F4Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $418.38 - $419.31. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F5Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $419.39 - $420.36. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F6Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $420.45 - $420.88. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.