SEC Form 4 · accession 0001209191-18-009095
TransDigm Group INC · TDG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alex Feil
Officer — Executive Vice President
Period of report
Feb 9, 2018
Accepted (ET)
Feb 12, 2018 · 1:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001260221
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 9, 2018 | M | 5,444 | $27.08 | A | 5,444 | D | |
| Common StockF1 | Feb 9, 2018 | S | 400 | $275.1925 | D | 5,044 | D | |
| Common StockF2 | Feb 9, 2018 | S | 200 | $276.67 | D | 4,844 | D | |
| Common StockF3 | Feb 9, 2018 | S | 599 | $278.2165 | D | 4,245 | D | |
| Common StockF4 | Feb 9, 2018 | S | 964 | $279.5214 | D | 3,281 | D | |
| Common StockF5 | Feb 9, 2018 | S | 900 | $280.47 | D | 2,381 | D | |
| Common StockF6 | Feb 9, 2018 | S | 330 | $281.9661 | D | 2,051 | D | |
| Common StockF7 | Feb 9, 2018 | S | 1,054 | $283.435 | D | 997 | D | |
| Common StockF8 | Feb 9, 2018 | S | 997 | $284.041 | D | 0 | D | |
| Common Stock | Feb 9, 2018 | M | 3,300 | $27.08 | A | 3,300 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $27.08 | Feb 9, 2018 | M | 5,444 | D | Sep 30, 2009 | Nov 17, 2018 | Common Stock | 5,444 | 3,300 | D |
| Stock Option | $27.08 | Feb 9, 2018 | M | 3,300 | D | Sep 30, 2009 | Nov 17, 2018 | Common Stock | 3,300 | 0 | D |
Explanation of responses
- F1Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $274.83 - $275.69. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F2Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $276.34 - $277.00. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F3Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $277.81 - $278.99. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F4Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $279.00 - $279.86. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F5Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $280.00 - $280.87. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F6Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $281.41 - $282.36. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F7Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $282.78 - $283.77. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F8Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $283.78 - $284.23. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.