SEC Form 4 · accession 0001209191-17-053128
TransDigm Group INC · TDG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond F Laubenthal
Director
Period of report
Sep 15, 2017
Accepted (ET)
Sep 18, 2017 · 3:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001260221
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 15, 2017 | M | 6,000 | $27.08 | A | 75,701 | D | |
| Common StockF1 | Sep 15, 2017 | S | 1,750 | $253.2337 | D | 73,951 | D | |
| Common StockF2 | Sep 15, 2017 | S | 2,700 | $254.2914 | D | 71,251 | D | |
| Common StockF3 | Sep 15, 2017 | S | 1,550 | $255.0911 | D | 69,701 | D | |
| Common StockF4 | Sep 18, 2017 | A | 117 | $256.15 | A | 69,818 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $27.08 | Sep 15, 2017 | M | 6,000 | D | Sep 30, 2009 | Nov 17, 2018 | Common Stock | 6,000 | 137,000 | D |
Explanation of responses
- F1Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $252.81 - $253.68. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F2Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $253.84-$254.78. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F3Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $254.96-$255.35. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F4Receipt of stock in lieu of payment of semi-annual director fee, based on fair market value in accordance with the Director Share Plan.
Remarks
All transactions occurring on September 15, 2017 were made pursuant to a preexisting 10b5-1 plan.