SEC Form 4 · accession 0001209191-17-049346
TransDigm Group INC · TDG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond F Laubenthal
Director
Period of report
Aug 15, 2017
Accepted (ET)
Aug 17, 2017 · 12:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001260221
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 15, 2017 | M | 6,000 | $27.08 | A | 75,701 | D | |
| Common StockF1 | Aug 15, 2017 | S | 1,098 | $276.5474 | D | 74,603 | D | |
| Common StockF2 | Aug 15, 2017 | S | 4,302 | $277.6814 | D | 70,301 | D | |
| Common StockF3 | Aug 15, 2017 | S | 600 | $278.585 | D | 69,701 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $27.08 | Aug 15, 2017 | M | 6,000 | D | Sep 30, 2009 | Nov 17, 2018 | Common Stock | 6,000 | 143,000 | D |
Explanation of responses
- F1Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $275.93 - $276.92. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F2Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $277.08 - $277.97. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F3Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $278.18 - $279.16. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Remarks
All transactions reported hereunder made pursuant to an existing 10b5-1 plan.