SEC Form 4 · accession 0001209191-17-045513
TransDigm Group INC · TDG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond F Laubenthal
Director
Period of report
Jul 17, 2017
Accepted (ET)
Jul 18, 2017 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001260221
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 17, 2017 | M | 6,000 | $27.08 | A | 75,701 | D | |
| Common StockF1 | Jul 17, 2017 | S | 3,205 | $281.4271 | D | 72,496 | D | |
| Common StockF2 | Jul 17, 2017 | S | 2,295 | $282.1004 | D | 70,201 | D | |
| Common StockF3 | Jul 17, 2017 | S | 500 | $282.92 | D | 69,701 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $27.08 | Jul 17, 2017 | M | 6,000 | D | Sep 30, 2009 | Nov 17, 2018 | Common Stock | 6,000 | 149,000 | D |
Explanation of responses
- F1Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $280.88 - $281.87. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F2Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $281.88 - $282.87. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F3Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $282.88 - $283.02. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Remarks
All transactions reported hereon made pursuant to a previously established 10b5-1 plan.