SEC Form 4 · accession 0001209191-16-153271
TransDigm Group INC · TDG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Nicholas Howley
Officer — Chief Executive Officer · Director
Period of report
Dec 5, 2016
Accepted (ET)
Dec 5, 2016 · 2:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001260221
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $27.08 | Dec 5, 2016 | G | 136,700 | D | Sep 30, 2009 | Nov 17, 2018 | Common Stock | 136,700 | 0 | D |
| Stock Option | $82.67 | Dec 5, 2016 | G | 410,000 | D | Sep 30, 2014 | Mar 4, 2021 | Common Stock | 410,000 | 0 | D |
| Stock Option | $130.09 | Dec 5, 2016 | G | 350,000 | D | Sep 30, 2016 | Nov 19, 2022 | Common Stock | 350,000 | 0 | D |
| Stock Option | $191.79 | Dec 5, 2016 | G | 156,190 | D | Sep 30, 2019 | Nov 13, 2024 | Common Stock | 156,190 | 0 | D |
| Stock Option | $226.34 | Dec 5, 2016 | G | 133,517 | D | Sep 30, 2019 | Nov 6, 2025 | Common Stock | 133,517 | 0 | D |
| Stock Option | $230.72 | Dec 5, 2016 | G | 45,912 | D | Sep 30, 2016 | Dec 10, 2025 | Common Stock | 45,912 | 0 | D |
| Stock Option | $27.08 | Dec 5, 2016 | G | 136,700 | A | Sep 30, 2009 | Nov 17, 2018 | Common Stock | 136,700 | 136,700 | I |
| Stock Option | $82.67 | Dec 5, 2016 | G | 410,000 | A | Sep 30, 2014 | Mar 4, 2021 | Common Stock | 410,000 | 410,000 | I |
| Stock Option | $130.09 | Dec 5, 2016 | G | 350,000 | A | Sep 30, 2016 | Nov 19, 2022 | Common Stock | 350,000 | 350,000 | I |
| Stock Option | $191.79 | Dec 5, 2016 | G | 156,190 | A | Sep 30, 2019 | Nov 13, 2024 | Common Stock | 156,190 | 156,190 | I |
| Stock Option | $226.34 | Dec 5, 2016 | G | 133,517 | A | Sep 30, 2019 | Nov 6, 2025 | Common Stock | 133,517 | 133,517 | I |
| Stock Option | $230.72 | Dec 5, 2016 | G | 45,912 | A | Sep 30, 2016 | Dec 10, 2025 | Common Stock | 45,912 | 45,912 | I |
Remarks
Form 4 filed solely to change ownership from direct to indirect beneficial ownership.