SEC Form 4 · accession 0001209191-16-151674
TransDigm Group INC · TDG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Graff
Director
Period of report
Nov 21, 2016
Accepted (ET)
Nov 22, 2016 · 2:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001260221
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 21, 2016 | M | 730 | $226.34 | A | 9,580 | D | |
| Common Stock | Nov 21, 2016 | M | 2,688 | $179.67 | A | 12,268 | D | |
| Common StockF1 | Nov 21, 2016 | S | 3,928 | $251.3336 | D | 8,340 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $179.67 | Nov 21, 2016 | M | 2,688 | D | Sep 30, 2014 | Apr 24, 2024 | Common Stock | 0 | 1,790 | D |
| Stock Option | $226.34 | Nov 21, 2016 | M | 730 | D | Sep 30, 2016 | Nov 6, 2025 | Common Stock | 0 | 2,920 | D |
Explanation of responses
- F1Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $250.84 - $251.56. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.