SEC Form 4 · accession 0001209191-16-141924
TransDigm Group INC · TDG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Nicholas Howley
Officer — Chief Executive Officer · Director
Period of report
Sep 14, 2016
Accepted (ET)
Sep 19, 2016 · 1:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001260221
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 14, 2016 | M | 7,500 | $82.67 | A | 7,500 | I | Bratenahl Capital Partners, Ltd. |
| Common Stock | Sep 14, 2016 | S | 5,090 | $281.028 | D | 2,410 | I | Bratenahl Capital Partners, Ltd. |
| Common Stock | Sep 14, 2016 | S | 1,110 | $282.029 | D | 1,300 | I | Bratenahl Capital Partners, Ltd. |
| Common Stock | Sep 14, 2016 | S | 1,000 | $282.726 | D | 300 | I | Bratenahl Capital Partners, Ltd. |
| Common Stock | Sep 14, 2016 | S | 300 | $283.5617 | D | 0 | I | Bratenahl Capital Partners, Ltd. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $82.67 | Sep 14, 2016 | M | 7,500 | D | Sep 30, 2014 | Mar 4, 2021 | Common Stock | 7,500 | 11,424 | I |