SEC Form 4 · accession 0001209191-16-141339
TransDigm Group INC · TDG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Palmer
Officer — Executive Vice President
Period of report
Sep 13, 2016
Accepted (ET)
Sep 14, 2016 · 10:44 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001260221
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 13, 2016 | M | 10,000 | $56.86 | A | 14,000 | D | |
| Common Stock | Sep 13, 2016 | M | 10,500 | $97.42 | A | 24,500 | D | |
| Common StockF1 | Sep 13, 2016 | S | 4,303 | $281.325 | D | 20,197 | D | |
| Common StockF2 | Sep 13, 2016 | S | 15,097 | $281.8869 | D | 5,100 | D | |
| Common StockF3 | Sep 13, 2016 | S | 900 | $283.0472 | D | 4,200 | D | |
| Common StockF4 | Sep 13, 2016 | S | 200 | $284.0625 | D | 4,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $56.86 | Sep 13, 2016 | M | 10,000 | D | Sep 30, 2011 | Apr 22, 2021 | Common Stock | 10,000 | 0 | D |
| Stock Option | $97.42 | Sep 13, 2016 | M | 10,500 | D | Sep 30, 2012 | Nov 14, 2021 | Common Stock | 10,500 | 0 | D |
Explanation of responses
- F1Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $280.60 - $281.59. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F2Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $281.56 - $282.41. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F3Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $282.65 - $283.50. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F4Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $283.94 - $284.19. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.