SEC Form 4 · accession 0001209191-16-139454
TransDigm Group INC · TDG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger Jones
Officer — Executive Vice President
Period of report
Sep 1, 2016
Accepted (ET)
Sep 1, 2016 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001260221
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 1, 2016 | M | 7,500 | $25.60 | A | 11,500 | D | |
| Common StockF1 | Sep 1, 2016 | S | 3,047 | $284.6404 | D | 8,453 | D | |
| Common StockF2 | Sep 1, 2016 | S | 1,300 | $285.4292 | D | 7,153 | D | |
| Common StockF3 | Sep 1, 2016 | S | 3,153 | $287.3527 | D | 4,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $25.60 | Sep 1, 2016 | M | 6,000 | D | Sep 30, 2007 | Dec 1, 2016 | Common Stock | 6,000 | 0 | D |
| Stock Option | $25.60 | Sep 1, 2016 | M | 1,500 | D | Dec 1, 2007 | Dec 1, 2016 | Common Stock | 1,500 | 0 | D |
Explanation of responses
- F1Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $284.10 - $285.08. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F2Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $285.11 - $285.85. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F3Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $286.78 - $287.66. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Remarks
All transactions reported hereunder were made pursuant to an established 10b5-1 plan.