SEC Form 4 · accession 0001209191-16-130375
TransDigm Group INC · TDG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bernt G Iversen II
Officer — Executive Vice President
Period of report
Jun 30, 2016
Accepted (ET)
Jul 1, 2016 · 11:58 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001260221
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 30, 2016 | M | 10,000 | $27.08 | A | 15,010 | D | |
| Common StockF1 | Jun 30, 2016 | S | 5,839 | $263.3825 | D | 9,171 | D | |
| Common StockF2 | Jun 30, 2016 | S | 1,050 | $262.2929 | D | 8,121 | D | |
| Common StockF3 | Jun 30, 2016 | S | 2,411 | $261.2562 | D | 5,710 | D | |
| Common StockF4 | Jun 30, 2016 | S | 700 | $260.435 | D | 5,010 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $27.08 | Jun 30, 2016 | M | 10,000 | D | Sep 30, 2009 | Nov 17, 2018 | Common Stock | 10,000 | 20,000 | D |
Explanation of responses
- F1Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $263.76 - $262.83. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F2Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $262.74 - $261.75. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F3Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $261.66 - $260.67. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F4Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $260.66 - $259.94. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Remarks
All transactions reported hereunder made pursuant to an existing 10b5-1 plan.