SEC Form 4 · accession 0001209191-16-127515
TransDigm Group INC · TDG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Leary
Officer — Executive Vice President
Period of report
Jun 13, 2016
Accepted (ET)
Jun 14, 2016 · 10:03 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001260221
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 13, 2016 | M | 20,740 | $27.08 | A | 30,000 | D | |
| Common StockF1 | Jun 13, 2016 | S | 8,792 | $259.0654 | D | 21,208 | D | |
| Common StockF2 | Jun 13, 2016 | S | 7,853 | $260.1204 | D | 13,355 | D | |
| Common StockF3 | Jun 13, 2016 | S | 3,500 | $261.11 | D | 9,855 | D | |
| Common StockF4 | Jun 13, 2016 | S | 595 | $261.9133 | D | 9,260 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $27.08 | Jun 13, 2016 | M | 20,740 | D | Sep 30, 2009 | Nov 17, 2018 | Common Stock | 20,740 | 0 | D |
Explanation of responses
- F1Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $258.69 - $259.68. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F2Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $259.69 - $260.64. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F3Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $260.73 - $261.52. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F4Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $261.80 - $262.20. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.