SEC Form 4 · accession 0001209191-16-126702
TransDigm Group INC · TDG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Nicholas Howley
Officer — Chief Executive Officer · Director
Period of report
Jun 8, 2016
Accepted (ET)
Jun 9, 2016 · 10:24 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001260221
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 8, 2016 | M | 100,000 | $27.08 | A | 126,735 | D | |
| Common StockF1 | Jun 8, 2016 | S | 96,582 | $264.982 | D | 30,153 | D | |
| Common StockF2 | Jun 8, 2016 | S | 3,418 | $265.8603 | D | 26,735 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $27.08 | Jun 8, 2016 | M | 100,000 | D | Sep 30, 2009 | Nov 17, 2018 | Common Stock | 27 | 136,700 | D |
Explanation of responses
- F1Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $264.55 - $265.54. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F2Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $265.61 - $266.09. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.