SEC Form 4 · accession 0001209191-16-119006
TransDigm Group INC · TDG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Rufus
Officer — Sr. Exec. VP
Period of report
May 10, 2016
Accepted (ET)
May 11, 2016 · 10:48 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001260221
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 10, 2016 | M | 21,000 | $27.08 | A | 33,000 | D | |
| Common StockF1 | May 10, 2016 | S | 2,800 | $240.0524 | D | 30,200 | D | |
| Common Stock | May 10, 2016 | D | 100 | $241.08 | D | 30,100 | D | |
| Common Stock | May 10, 2016 | S | 100 | $242.00 | D | 30,000 | D | |
| Common Stock | May 10, 2016 | S | 18,000 | $245.00 | D | 12,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $27.08 | May 10, 2016 | M | 21,000 | D | Sep 30, 2009 | Nov 17, 2018 | Common Stock | 21,000 | 27,000 | D |
Explanation of responses
- F1Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $239.55 - $240.35. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Remarks
All transactions reported hereunder were made pursuant to an established 10b5-1 plan.