SEC Form 4 · accession 0001209191-15-085188
TransDigm Group INC · TDG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Nicholas Howley
Officer — Chief Executive Officer · Director
Period of report
Dec 14, 2015
Accepted (ET)
Dec 15, 2015 · 11:40 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001260221
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2015 | M | 70,000 | $27.08 | A | 96,735 | D | |
| Common StockF1 | Dec 14, 2015 | S | 14,410 | $217.3689 | D | 82,325 | D | |
| Common StockF2 | Dec 14, 2015 | S | 22,785 | $217.9393 | D | 59,540 | D | |
| Common StockF3 | Dec 14, 2015 | S | 17,220 | $219.0714 | D | 42,320 | D | |
| Common StockF4 | Dec 14, 2015 | S | 4,947 | $219.8565 | D | 37,373 | D | |
| Common StockF5 | Dec 14, 2015 | S | 3,300 | $221.0162 | D | 34,073 | D | |
| Common StockF6 | Dec 14, 2015 | S | 3,038 | $221.8489 | D | 31,035 | D | |
| Common StockF7 | Dec 14, 2015 | S | 3,700 | $223.332 | D | 27,335 | D | |
| Common StockF8 | Dec 14, 2015 | S | 600 | $223.7967 | D | 26,735 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $27.08 | Dec 14, 2015 | M | 70,000 | D | Sep 30, 2009 | Nov 17, 2018 | Common Stock | 70,000 | 236,700 | D |
Explanation of responses
- F1Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $216.58 - $217.56. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F2Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $217.58 - $218.56. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F3Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $218.58 - $219.57. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F4Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $219.58 - $220.55. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F5Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $220.58 - $221.50. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F6Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $221.65 - $222.41. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F7Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $222.72 - $223.70. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F8Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $223.74 - $223.94. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.