SEC Form 4 · accession 0001209191-15-085185
TransDigm Group INC · TDG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Nicholas Howley
Officer — Chief Executive Officer · Director
Period of report
Dec 11, 2015
Accepted (ET)
Dec 15, 2015 · 11:20 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001260221
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 11, 2015 | M | 20,000 | $82.67 | A | 20,000 | I | Bratenahl Capital Partners, Ltd. |
| Common StockF1 | Dec 11, 2015 | S | 4,728 | $222.993 | D | 15,272 | I | Bratenahl Capital Partners, Ltd. |
| Common StockF2 | Dec 11, 2015 | S | 9,957 | $223.858 | D | 5,315 | I | Bratenahl Capital Partners, Ltd. |
| Common StockF3 | Dec 11, 2015 | S | 1,800 | $224.8334 | D | 3,515 | I | Bratenahl Capital Partners, Ltd. |
| Common StockF4 | Dec 11, 2015 | S | 1,200 | $225.8847 | D | 2,315 | I | Bratenahl Capital Partners, Ltd. |
| Common StockF5 | Dec 11, 2015 | S | 715 | $227.004 | D | 1,600 | I | Bratenahl Capital Partners, Ltd. |
| Common StockF6 | Dec 11, 2015 | S | 1,500 | $228.096 | D | 100 | I | Bratenahl Capital Partners, Ltd. |
| Common Stock | Dec 11, 2015 | S | 100 | $228.91 | D | 0 | I | Bratenahl Capital Partners, Ltd. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $82.67 | Dec 11, 2015 | M | 20,000 | D | Sep 30, 2014 | Mar 4, 2021 | Common Stock | 20,000 | 18,924 | I |
Explanation of responses
- F1Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $224.40 - $223.38. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F2Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $223.45 - $224.37. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F3Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $224.48 - $225.23. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F4Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $225.59 - $226.25. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F5Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $226.77 - $227.51. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F6Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $227.88 - $228.56. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.