SEC Form 4 · accession 0001209191-15-085183
TransDigm Group INC · TDG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Nicholas Howley
Officer — Chief Executive Officer · Director
Period of report
Dec 11, 2015
Accepted (ET)
Dec 15, 2015 · 11:05 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001260221
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 11, 2015 | M | 70,000 | $27.08 | A | 96,735 | D | |
| Common StockF1 | Dec 11, 2015 | S | 13,702 | $222.9955 | D | 83,033 | D | |
| Common StockF2 | Dec 11, 2015 | S | 35,215 | $223.8257 | D | 47,818 | D | |
| Common StockF3 | Dec 11, 2015 | S | 4,365 | $224.8017 | D | 43,453 | D | |
| Common StockF4 | Dec 11, 2015 | S | 5,508 | $225.9243 | D | 37,945 | D | |
| Common StockF5 | Dec 11, 2015 | S | 1,302 | $226.9384 | D | 36,643 | D | |
| Common StockF6 | Dec 11, 2015 | S | 7,608 | $228.0488 | D | 29,035 | D | |
| Common StockF7 | Dec 11, 2015 | S | 2,100 | $228.9068 | D | 26,935 | D | |
| Common StockF8 | Dec 11, 2015 | S | 200 | $229.99 | D | 26,735 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $27.08 | Dec 11, 2015 | M | 70,000 | D | Sep 30, 2009 | Nov 17, 2018 | Common Stock | 70,000 | 306,700 | D |
Explanation of responses
- F1Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $222.41 - $223.40. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F2Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $223.41 - $224.39. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F3Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $224.41 - $225.31. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F4Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $225.53 - $226.52. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F5Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $226.53 - $227.35. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F6Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $227.55 - $228.54. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F7Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $228.61 - $229.37. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F8Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $229.98 - $230.00. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.